内幕交易

1月22日，四家上市公司发布公告称，他们的独立董事宋常因涉嫌内幕交易和短线交易被证监会立案调查。

Four listed companies announced on Friday that their independent director Song Chang is under investigation1 by the China Securities Regulatory Commission for suspected insider trading and short-swing trading .

今年9月，上海祖龙景观开发有限公司（DragonWingDevelopment）成为1997年以来，首家被判犯有内幕交易罪的中国企业。

And , in September this year , a real-estate company called Dragon Wing Development became the first Chinese corporate entity convicted of insider trading since 1997 .

德国的法律条文中仍未设立内幕交易罪。

Germany still has no insider-dealing offence in its statute books .

美国证交会（SEC）对顾磊杰提起了民事指控，但后者否认有任何不当行为。检察官称他为内幕交易的合谋者。

Mr Gupta has been charged with civil violations by the Securities and Exchange Commission and denied any wrongdoing . Prosecutors have called him a co-conspirator .

上月，一家香港法院宣判，摩根士丹利一名前投资银行家的内幕交易罪名成立。这名前雇员是在为中国最大的国有投资集团中信资源（CiticResources）提供顾问服务期间获得相关信息的。

Last month , a Hong Kong court convicted a former Morgan Stanley investment banker for insider trading involving information he obtained while advising Citic Resources , China 's largest state-owned investment group .

迄今为止，6名SAC前分析师和投资组合经理承认在该公司工作期间从事了内幕交易。

To date , six former SAC analysts and portfolio managers have pleaded guilty to insider trading in relation to their time at the hedge fund .

第三章分类探讨了证券发行欺诈、欺诈客户、内幕交易、操纵市场、虚证券欺诈民事责任研究假陈述＿h种典型的证券欺诈行为民事责任的相关理论和现实问题。

Chapter III It goes further into relevant principles and practical problems governing five typical civil responsibilities of securities fraud practices : deceptive issuing , cheating consumers , insider trading , market manipulation , and false statement .

中国高级外交官之子、摩根士丹利（morganstanley）前投资银行家杜军，因内幕交易罪被判破纪录的七年徒刑。

Du Jun , a former Morgan Stanley Investment Banker and son of a high-ranking Chinese diplomat , was given a record seven-year sentence for the offence .

摩根士丹利亚洲有限公司（MorganStanleyAsia）一名前董事总经理被控在一宗价值10亿美元的中国海外收购交易中从事内幕交易。这是香港最引人瞩目的市场失当行为案件之一。

A former Morgan Stanley Asia managing director has been charged with insider trading over a billion-dollar Chinese overseas acquisition in one of Hong Kong 's highest-profile prosecutions for market misconduct .

华尔街最大的对冲基金之一SAC资本在被认定内幕交易之后，已经同意支付18亿美元的罚款。

One of Wall Street 's biggest hedge funds - SAC Capital - has agreed to pay $ 1.8 billion in fines after pleading guilty to insider trading .

涉及一名摩根士丹利（morganstanley）资深银行家的内幕交易案今日将再次开庭审理，预计这将进一步揭示大型国际投行在中国相关交易上的操作手法。

An insider dealing trial involving a senior Morgan Stanley banker resumes today , promising to shed more light into the workings of major international investment banks on deals in China .

熊丽美（VickyHung）承认了四项有关内幕交易的控罪，被判入狱6个月，并处以罚款22万余港元（合28205美元）。

Vicky Hung was given a suspended six-month prison term and fined more than HK $ 220,000 ( $ 28,205 ) after admitting four counts of insider trading .

上周三上午，咨询巨头麦肯锡公司（McKinsey&Company）前董事总经理、62岁的拉雅•古普塔向联邦调查局（FBI）自首。他将面临内幕交易指控。

This morning , 62-year old Rajat Gupta , the former managing director of consulting powerhouse McKinsey & Company , turned himself into the FBI to face insider trading charges .

最近，美国证券交易委员会（TheSecuritiesandExchangeCommission）指控高盛前董事拉吉特•古普塔涉嫌泄露高盛董事会会议内容（包括2008年9月那次批准伯克希尔哈撒韦投资的会议）用于内幕交易。

The securities and Exchange Commission recently charged a former Goldman director , Rajat Gupta , with insider trading for allegedly ratting out the details of Goldman board meetings – including the one in September 2008 at which the Board approved the Berkshire investment .

不过就在上周，这家公司原总裁及其他几位高管，因涉嫌延边公路（YanbianExpressway）股票的非法交易（内幕交易）被逮捕。延边公路是广发证券的借壳对象。

Just last week , however , the firm 's former chief executive and a number of other senior managers were arrested over allegations of illegally trading shares in Yanbian Expressway , a GF acquisition target .

内幕交易在2003年被香港列为刑事犯罪，香港证券及期货事务监察委员会（SFC）直到2008年2月才提起第一宗公诉。

Insider trading was made a criminal offence in Hong Kong in 2003 , and the Securities and Futures Commission only launched its first prosecution in February 2008 .

香港一家法院昨日庭审得知，摩根士丹利（MorganStanley）合规事务主管批准了投资银行家杜军的交易。杜军是香港最受关注的内幕交易案的核心人物。

Morgan Stanley compliance officers approved the trades of investment banker Du Jun , who is at the centre of Hong Kong 's highest profile insider dealing trial , a court in the territory heard yesterday .

就在sac资本上周收到通知的同一天，该公司前投资组合经理马修马拓玛（mathewmartoma）因内幕交易指控遭到逮捕。

Sac received the notice on the same day that Mathew martoma , a former sac portfolio manager , was arrested on insider trading charges last week .

美国证券和交易委员会（SEC）昨天提起首例涉及信用违约互换（CDS）的内幕交易诉讼，指控一位债券销售人员向一位对冲基金经理透露机密信息，这导致该基金迅速获利120万美元。

The US Securities and Exchange Commission yesterday brought its first case of insider trading involving credit default swaps , accusing a bond salesman of passing confidential information to a hedge fund manager that resulted in an instant profit of $ 1.2m .

对冲基金亿万富翁拉贾拉贾那纳姆（rajrajaratnam）被判犯有内幕交易罪，美国政府扩大对华尔街不当行为公诉的努力获得一项重大胜利。

Raj Rajaratnam , the hedge fund billionaire , has been found guilty of insider trading , handing the US government a significant victory as it expands its prosecution of wrongdoing on Wall Street .

根据拟议中的方案，目前监控内幕交易的9家美国证交所将把监管权转给两家机构：纽约证交所（NYSE）的监管部门以及负责监管经纪商的美国金融业监管局（Finra）。

Under the proposed measure , the nine US stock exchanges that now monitor insider dealing will cede their authority to two bodies , the New York Stock Exchange 's regulatory arm and the Financial Industry Regulatory Authority ( Finra ), which oversees broker-dealers .

此外，该科也为内幕交易审裁处提供律师。

The division also provides counsel to the Insider Dealing Tribunal .

但内幕交易确实对市场造成损害的证据仍显得模棱两可。

But evidence that insider trading actually harms markets is equivocal .

第二章跨境内幕交易法律监管的国际协调。

Chapter 2 summarizes the international regulatory cooperation on insider trading .

而内幕交易法律制裁是控制体系中最后一道防线，是内幕交易法律控制的核心。

The legal sanction is a deadline , which is legal control .

当代中国证券市场内幕交易及其监管问题研究

The Study of the Insider Trading and the Problems of the Regulation

内幕交易法律监管的正当性分析

The Necessity and Limit of Legal Regulation to Insider Trading

中国股票市场内幕交易行为甄别监控机制研究

A Study on Monitoring System of Insider Trading in Chinese Stock Market

论证券内幕交易民事责任制度的借鉴与构筑

Civil Liability System of Insider Dealing : Reference and Construction

期货内幕交易罪立法之国际比较

International Legislation Comparison of Illegal Insider Trading in Future Market