证券集团诉讼

美国证券集团诉讼与我国证券民事诉讼形式之完善

American Securities Class Action and the Perfection of China 's Litigation Form of Securities

第二章的内容是证券集团诉讼的实体法分析。

The second chapter focuses on the analysis of substantive law of security class action lawsuits .

证券集团诉讼的治理研究

The Research on the Governance of the Security Class Action BAOGANG GROUP

证券集团诉讼制度比较研究

The Comparison and Study on Securities Class Action System

第三章是对证券集团诉讼的程序法内容的分析。

The third chapter is the analysis of the substance of procedural law in security class action .

1966年修订的美国《联邦民事诉讼规则》第23条所确立的集团诉讼规则的基本原理是证券集团诉讼程序的核心。

The basic principles established by the Federal Rule 23 amended in 1966 are still the substance of securities class action procedure .

美国的证券集团诉讼制度，实乃指美国联邦集团诉讼规则在证券欺诈领域的具体适用。

The US Securities Class Action Institution virtually referred to the application of Federal Rules of Class Action to the field of securities fraud .

在美国，首席原告制度作为证券集团诉讼的最主要制度之一，有着不可替代的地位。

In the United States , as one of the main system of securities class action , lead plaintiff system has an irreplaceable position .

美国证券集团诉讼制度在处理证券侵权纠纷、遏制证券违法行为、保护投资者权利方面发挥了重要作用。

The securities class actions have played an important role in settling securities fraud disputes , stopping deceptive and illegal securities practices and safeguarding investors ' rights .

首席原告是证券集团诉讼的主要参与人，没有首席原告，集团诉讼根本无法提起，也就没有集团诉讼制度。

Lead plaintiff is a major participant in the Securities action groups . If no lead plaintiff , class action could not instituted , also no class action system .

首先，考察了世界主要国家（地区）的证券集团诉讼机制，分别介绍了集团诉讼制度，团体诉讼制度，个人诉讼制度和政府诉讼制度等诉讼机制。

Firstly the author studies the litigation systems in main countries ( areas ) and introduces class action group action , individual action , government action and so on .

但是因为证券集团诉讼的复杂性，在具体操作中容易出现矛盾和争议。

So it is necessary to adopt the class action in the security civil compensation action . However , there are many contradictions and arguments in concrete practice duo to complexity .

其次，考察了世界主要国家（地区）的证券集团诉讼辅助机制，分别介绍了风险代理制度，法庭之友制度和诉讼担保制度。

Secondly , the author studies litigation auxiliary systems in main countries ( areas ), introduces risk agency system ' friend of the court ' system and security in litigation system .

最后从投资者利益保护的视角出发，立足于我国的具体国情，构建我国的证券集团诉讼制度。

At last , from the angel of protection of the profits of the investors , rooted in the national situation , construct the securities class actions mechanism with socialism of Chinese characters .

证券集团诉讼机制设立的基础政策目标不仅在于对个人损害的补偿，更寻求对相关领域内行为方式的变革和追求诉讼经济和司法效率。

The fundamental policy goals of securities class action mechanism not only lie in the individual damages , but also in the reforms of some rules and regulations in certain fields and pursuing litigation economy and judicial efficiency .

在第一章中，笔者首先交代了证券集团诉讼制度的概念和特征，并通过与中国共同诉讼制度的比较加深对其概念的理解；

In the first chapter , the author illustrates the concept and characteristics of securities class action system . By comparing it with the joint action system in China , it furthers the understanding of class action concept and analyzes its effectiveness .

在深入剖析了制约我国采用美国证券集团诉讼制度的主要障碍后，笔者指出美国的相关制度设计是改进和完善我国代表人机制的有益借鉴。

After a thorough analysis of the main obstacles that restrain China 's adoption of US-style Securities Class Action Institution , the author points out that we can draw some useful experience from certain relevant US institution designs to improve China 's Representative Action mechanism .

群体诉讼与司法局限性&以证券欺诈民事集团诉讼为例

On the Class-action and the Limits of Justice

美国是最早以制定法形式规定集团诉讼制度的国家，也是发达证券市场中证券集团诉讼最为发达的国家。

The Unities States is the first country to establish a class action system in the form of statutory law and the developed securities market with the largest number of securities class actions .

诉讼方式上可以效仿美国证券法上的集团诉讼制度。一方面保护了投资者的合法权益不受侵害，另一方面也是一种规制违法行为有效的方法。

The class action which is originated from USA would be a good choice in lawsuit mode . On the one hand protection legitimate rights and interests of investors are not violated , on the other hand is also a regulatory offense effective .

在证券群体诉讼制度的比较法研究中，美国证券集团诉讼制度一向是研究的热点。

In the comparative law study of securities group action systems , the American securities class action system has always been a hot topic .

第二章是对美国证券民事纠纷解决的比较研究，集中介绍了美国证券仲裁和证券集团诉讼制度。

Chapter two introduces the securities arbitration and securities class action in the United States .