证券法律制度

入世后我国证券法律制度的完善

After Enters the WTO Our Country Negotiable Securities Law System Consummation

其次，在证券法律制度方面，以相同的方法，分析了企业并购法律规制存在的国家对上市公司收购的趋向

At the aspect of company legal system , it starts with the following

公司实际控制人是公司和证券法律制度中的重要概念。

Actual controller is an important concept in the corporate and securities legal system .

论革命根据地的证券法律制度

On the Security Law of Chinese Revolutionary Territories

作者认为应当分别构建股本权证和备兑权证法律制度体系，并且是在有价证券法律制度的框架下进行构建。

The author considered that we should distinguish to structure subscription warrant legal framework and covered warrant legal framework .

究其原因，固然是多方面的，但我国公司、证券法律制度的不健全，特别是控制股东诚信义务与民事责任机制的缺位，则不能不说是一个根本因素。

The basic reason is the vacancy of the controling shareholders ' fiduciary duty in our Company and Bond Law .

试论我国证券法律制度的结构失衡&从完善证券民事责任的角度

A Preliminary Study of the Unbalanced Structure of China 's Stock Law : From the Perspective of Improving Civil Liability

证券法律制度以其特有的价值与功能，创设与维护证券市场有效运行的秩序环境。

Legal system of securities , with special function and value , aims to build and maintain an orderly circumstance of effective securities market .

笔者认为，证券法律制度的基本原则可以区分为两个不同层面的原则：一是，调整证券市场平等主体之间证券财产关系的民法属性的证券法基本原则；

This paper argues that there are two levels of meaning about the fundamental principles of security legal system : first , it contains civil law attributes ;

为使披露的信息客观上能为投资者所信赖、所使用，实现信息披露的内在价值，各国证券法律制度对上市公司信息披露的标准都作了规定。

The legal system of securities in some countries regulated the criterion of list-company information disclosure so that the disclosed information could be creditable objectively and its inter valuation could be realized .

我国的公司和证券法律制度本就存在这样那样的问题，而对于更难于监管的证券跨国（跨域）发行来说，其间存在着更多的制度漏洞与法律问题。

It is known that there are various problems in the legal system of corporation and securities of our country , but for the international offering of securities there are more loopholes in the law .

第二部分也就是本文的核心部分，利用大量篇幅对国际证券法律制度进行详细阐述，包括国际证券监管体制、国际证券发行监管以及国际证券流通监管诸方面。

Part Two is the essence of this thesis . It expounds the laws system of international securities regulation , including international securities regulation system , international security issuance regulation and international securities circulation regulation .

通过借鉴外国证券法律制度的经验和其他学者的研究成果，指出了法院在确定投资者损失中的不足并提出了合理化建议。

By referring to the useful experience of the legal system of foreign securities and also the research results of some scholars , this paper points out the insufficiency of the court in determining the investors ' losses and makes useful suggestions .

因此，WTO倡导的金融自由化要求证券监管法律制度的变革。

So , financial deregulation , prompted by WTO , demands the reforms of the securities regulation legal system .

资产证券化法律制度便是这种金融创新的制度化。

Asset Securitization law is serial rules of the financial innovation .

浅谈我国证券市场法律制度的完善

On the Perfecting of Law System of Securities Market

论证券监管法律制度的基本原则

Fundamental principles of Security Supervision Legal System

论外商证券投资法律制度

A Legal Framework of Foreign Securities Investment

信息披露制度是整个证券市场法律制度的核心，也是保护投资者利益的最主要的制度。

Information disclosure system is the core of the legal system in the whole security market .

第四章主要分析我国证券监管法律制度的缺陷并提出完善法制建设和逐步实现监管法治的相应对策。

Chapter IV analyzes the failures in the legal system of Securities regulation and proposes corresponding advices .

第六章是对我国证券税收法律制度的构建提出一些设想。

There are also securities heritance taxation and securities bequeathal taxation in relation with the china securities taxation .

第二部分主要对广义的资产证券化法律制度进行解说。

Analyse its law essence , Asset Securitization is a outgrowth of the negotiable securities and the guaranty of thing .

我们应站在与国际规则接轨的高度上认识我国证券经纪人法律制度建设问题。

To understand this , we should look at China 's legal system of securities brokers according to international rules .

证券监管法律制度属于经济法的范畴，经济法的社会性本质同样是证券监管法律制度的本质。

Stock supervision legal system belongs to the field of economic law . Sociality is the essence of economic law .

因此，如何建立完善有效的证券监管法律制度具有重要的现实意义。

Therefore , how to build a complete and efficient legal system to regulate financial securities is of great importance .

故本文以美国的网上证券监管法律制度为蓝本拟对如何防范网上证券欺诈，加强监管等基本问题作一简要探讨。

Therefore , the paper modeled on American legal system of supervising on-line securities exchange , has inquired into the basic problems of preventing on-line securities exchange fraud .

两岸三地主板市场证券交易法律制度之比较研究本文通过比较英美等国有关上市公司收购立法，结合中国国情，分析了我国上市公司收购的法律制度，并对相关制度的完善提出一些初步建议。

The treatise studies the legal system of the takeover in the method of comparative jurisprudence based on the specific condition of China , and gives some suggestion .

在当今形势下，促进中国大陆金融市场的发展和资产证券化法律制度的完善迫在眉睫。

Nowadays , Asset Securitization is still a financial innovation . It is urgent for us to impel the further development of financial market and Asset Securitization legislation system in our country .

第二章，从证券税收法律制度的理论分析入手，剖析了证券交易税和证券所得税的理论基础，从反对赞成两方面探寻税制背后的理论原理。

Chapter II , beginning from the analysis of the securities taxation theory , analyzing the theory basement of the securities transaction taxation and securities income taxation , discovering the theory behind the taxation system from two coins .

再次，对我国防范惩治非法证券经营法律制度的现状进行评析，着重分析证券市场准入制度、从业人员管理、监管机构配合及法律责任追究上的不足。

Thirdly , focused on the access system of securities market , management of securities practitioners , lacking of Securities regulatory agencies cooperation , and lack of liability , the thesis analyzes the existing prevention and punishment legal system to the illegal operation of securities business .