证券交易

网络证券交易风险承担问题研究

Research on Issues of the Risk Allocation of On-Line Securities Exchange

证券交易行为的经济社会学分析

On Securities Exchange Action : A View from Economic Sociology

本周证券交易遭到重创。

The stock exchange has registered huge losses this week .

它使用一个真实的XML模式建模与有价证券交易有关的数据。

It uses a real-world XML schema to model the data pertaining to security trading transactions .

基于知识的CRM在网上证券交易中的应用研究

Researches on the Application of Knowledge-based CRM in Online Stock Trade

使用ASP实现证券交易服务系统的研究

Study of implementation of stock exchange service system using ASP

很多人会和证券交易委员会（SEC）一样，仔细审视戴蒙的一言一行。

The SEC and plenty others will be watching Dimon carefully .

WAP证券交易系统中间件结构及安全性策略

Middleware Technic and Its Implementation in WAP Stock Exchange System

证券交易委员在今天控告投资巨头GoldmanSachs的全民欺骗。

The Securities and Exchange Commission today accused investment giant Goldman Sachs of civil fraud .

国会、证券交易委员会（SEC）、最高法院（theSupremeCourt）、投资经理和分析师都没有尽到自己的责任。

Congress , the SEC , the Supreme Court , money managers , and analysts have all let us down .

美国联邦调查局（FBI）和美国证券交易委员会早已经开始动用纳税人的资源。

Taxpayer resources at both the FBI and SEC are already at work .

今年6月，雅芳向美国司法部（DepartmentofJustice）和美国证券交易委员会（SEC）提出1200万美元的和解提议，结果遭到拒绝。

Avon made a settlement offer to the Department of justice and SEC in June for $ 12 million , which was subsequently rejected .

TransactionProcessingoverXML（TPoX）是一个基于金融应用程序场景（特别是有价证券交易）的应用程序级别的XML数据库基准。

Transaction Processing over XML ( TPoX ) is an application-level XML database benchmark based on a financial application scenario , specifically security trading .

在去年美国证券交易委员会（SEC）的敦促下，公司才同意对此项收入情况进行披露。

Such disclosures about referral fees came only after prodding last year from the Securities and Exchange Commission .

他之前在美国证券交易委员会（SEC）曾遭遇会计问题，并最终被迫支付150000美元。

He had a prior accounting issue with the SEC , which resulted in him settling for $ 150,000 .

十多年来，为私人股本所有的美国企业都和美国上市公司一样，必须向美国证券交易委员会（securitiesandexchangecommission）提交收益报表。

For a decade and more , US companies owned by private equity have had to file earnings reports with the securities and Exchange Commission just like their public counterparts .

据报道，尽管索科尔已引起美国证券交易委员会（SecuritiesandExchangeCommission）对其是否触及法律界限的关注，但谁知道还会不会有这方面的后续报道呢。

And though Sokol is reportedly getting some attention now from the securities and Exchange Commission on the legality front , who knows if we will ever hear again about that .

私募股权投资公司&凯雷投资集团（CarlyleGroup）周二上午向美国证券交易委员会（SEC）提交了S-1上市登记表，宣布该公司计划完成市场期待已久的IPO上市。

Private equity firm Carlyle Group filed an S-1 with the SEC Tuesday morning , declaring its intent to complete a long-anticipated public offering .

上月，向美国证券交易委员会（securitiesandexchangecommission）递交上市申请的公司激增至31家，是金融危机之前以来数量最多的一个月。

Last month , the number of companies that filed their intention to go public with the securities and Exchange Commission jumped to 31 , the largest number since before the financial crisis .

按照美国证券交易委员会（SecurityandExchangeCommission以下简称SEC）的要求，石油上市公司必须提供附合SEC标准的油气储量评估报告、披露相关信息。

According to the requirement of Security and Exchange Commission of America ( SEC ) , oil companies should provide reserve estimating reports and informations according to the standard of SEC .

在此之前，高盛报告称，美国证券交易委员会（SEC）正在调查其客户披露问题，这也是高盛的老问题了。

The week before , Goldman reported that the SEC is looking into client disclosure issues , an alleged continuing problem at the firm .

3G向美国证券交易委员会（SEC）提交的文件显示，它不会对外界投资者收取2%的管理费和20%的附股权益费。

3G does charge its outside investors both a 2 % management fee and 20 % carried interest , according to documents filed with the sec .

3年前率先推出闪电交易、并因此扩大了在证券交易方面市场份额的directedge交易所，拒绝就是否会改变其闪电交易政策发表评论。

Direct edge , the exchange that pioneered flash trading three years ago and gained market share in equity trading as a result , declined to comment on whether it would change its policy on the practice .

本文使用R／S方法，通过计算Hurst指数检验了一个新兴资本市场：上海证券交易市场的有效性。

I test for the efficiency in the Shanghai Stock Exchange , an emerging capital market . The Hurst exponent is estimated using the R / S method .

毕竟，他是信贷危机爆发前的高盛首席执行官；被美国证券交易委员会（SEC）指为欺诈并受到美国参议院调查的一些行为也发生在他掌舵期间。

He was , after all , the boss pre-credit crisis ; overseeing activities that were later called fraudulent by the SEC and investigated by the Senate .

苹果本周一提交给证券交易委员会（SecuritiesandExchangeCommission）的一份文件显示，它销售各款iPhone的均价是603美元（约合3690元人民币）。

As the company disclosed in data embedded in a Securities and Exchange Commission filing on Monday , it has been selling a broad mix of iPhone models at an average price of $ 603 .

印度市场监管部门印度证券交易委员会（SecuritiesandExchangeBoardofIndia）主席C.B.Bhave表示，周五将决定是否重开市场。

C.B.Bhave , chairman of the Securities and Exchange Board of India , the country 's market regulator , said a decision on whether markets will open Friday will be taken Friday .

另外，业务规范监管局将负责投资人的保护，并且将履行目前由美国证券交易委员会（sec）履行的许多职能。

Also , a conduct of business regulator would be responsible for investor protection . This agency would perform many duties currently done by the securities and Exchange Commission .

受美联储监管，可能会比受美国证券交易委员会（SecuritiesandExchangeCommission）监管要好，但只是将它视作另一家银行，拥有与零售银行及信用卡公司相同的特权与义务，几乎说不通。

It may be better regulated by the Fed than the Securities and Exchange Commission but counting it as just another bank , with the same privileges and obligations as retail banks and credit card companies , makes little sense .

惠普在去年12月27日提交给美国证券交易委员会（SEC）的报告中称，公司正在评估“剥离可能无法帮助我们实现目标的资产和业务。”

In a Dec. 27 SEC filing , HP said it was evaluating " the potential disposition of assets and businesses that may no longer help us meet our objectives . "