证券业协会

目前，股指期货对A股市场的影响机制与影响幅度已被纳入证券业协会研究重点。

Nowadays , Mechanisms and influencing extents of effects of A-share market from stock index futures have been included in the main points of researches by The Securities Industry Association .

到目前为止，全国53个高科技园区和中国证券业协会都签署了这项协议。

So far , 53 of the National Hi-Tech Park and the China Securities Industry Association have all signed the agreement .

根据中国证券业协会（securitiesassociationofchina）的数据，2010年底有400只此类基金。

According to the Securities Association of China , there were 400 such funds operating at the end of 2010 .

中国证券业协会（SecuritiesAssociationofChina）表示，只要上证综指低于4500点，21家参与建立平准基金的券商就不会抛出股票。

The Securities Association of China said that the 21 brokers contributing to a market stabilisation fund would not sell stocks as long as the Shanghai Composite index remained below 4500 .

为了应对内幕交易，金融厅也要求日本证券业协会（JapanSecuritiesDealers'Association）考虑采取一些手段，确保发行新股的企业及其承销商更严格地遵守规定。

To tackle insider dealing , the FSA is also asking the Japan Securities Dealers ' Association to consider ways to ensure stricter compliance by companies issuing new shares and their underwriters .

代表约500家经纪商和中介机构的日本证券业协会（JapanSecuritiesDealersAssociation）从今年开始利用警方数据库核查潜在客户，该数据库包括数以万计与黑帮有染的人员。

The Japan Securities Dealers Association , representing about 500 brokers and intermediaries , this year began screening prospective clients with a police database of tens of thousands of yakuza-affiliated individuals .

为了解决被关闭的STAQ和NET系统挂牌公司的股份流通问题，2001年6月12日，中国证券业协会颁布了《证券公司代办股份转让服务业务试点办法》，推出了代办股份转让业务。

In order to solve the problem of the share transferring which was closed on the STAQ and NET systems , SAC ( The Securities Association of China ) issued a decree on 12 , June , 2001 & Qualified stock dealers try to transfer share by rent a system .

证券业协会局面紧迫局面的数学模型

Study on the mathematical model of close-quarters situation

（六）依法对证券业协会的活动进行指导和监督；

Guide and supervise according to the law the activities of the stock brokers ' association ;

总结报告应当报中国证券业协会备案。

The concluding report shall be submitted to the Securities Association of China for the record .

情节严重的，由中国证券业协会报告有关主管部门给予处罚。

Under serious circumstances , Securities Association of China shall report to relevant competent authorities for punishment .

中国证券业协会对保荐机构、保荐代表人进行自律管理。

The China Securities Association shall adopt self-disciplinary management to the recommendation institutions and the recommendation representatives .

中国证券业协会依法对证券评级业务活动进行自律管理。

The Securities Association of China shall exercise self-disciplinary administrations for the securities rating businesses according to law .

证券业协会的权力机构为由全体会员组成的会员大会。

The Stock Brokers ' Association 's power organ is its general assembly consisting of all members of the association .

笔者首先对证券业协会的法律地位进行界定，阐明其本质属于代表证券公司整体利益的行业协会，同时在集中统一的证券监管体制下具有立法赋予的自律组织地位；

It belongs to trade association of securities companies essentially , and it is self-regulation organization under the pattern of government domination securities supervision .

在方案设计中，是以中国证券业协会下设独立董事委员会作为非盈利性的中介机构。

In project design , the Securities Association of China shall establish the Committee of Independent Board Directors which will be a non-profit agency .

通过内地相关法规考试的香港专业人员，可获中国证券业协会或中国期货业协会颁发从业资格。

Hong Kong professionals who have passed relevant mainland regulation examinations may obtain practicing qualifications issued by Securities Association of China or China Futures association .

法规考试及培训的合作安排交由中国证券业协会、中国期货业协会及香港证券专业学会进行商议和落实。

Cooperation and arrangement for regulations examinations and trainings shall be discussed and implemented by Securities Association of china , China Futures Association and Hong Kong Securities institute .

第一百六十四条证券业协会履行下列职责：（一）协助证券监督管理机构教育和组织会员执行证券法律、行政法规；

Assist the securities supervision and administrative organization in educating the association 's members on securities laws and administrative regulations and organizing the members to implement these laws and regulations ;

据中国证券业协会统计资料显示，截至到2010年底，中国已有证券公司106家，证券公司作为证券市场重要的中介机构，在整个证券市场上发挥着重要的作用。

According to the statistics from China Securities Association , by the end of 2010 , 106 securities had been set up in China and played an important role in the whole stock market as intermediary agencies .

中国证券业协会对投资管理人员进行自律管理，投资管理人员违反有关规定的，中国证券业协会视情节采取相应措施。

The Securities Association of China shall implement self-discipline management concerning investment managers , if any investment manager disobeys the related provisions , the Securities Association of China shall adopt the related measures according to the specific situation .

例如银行游说组织证券业及金融市场协会（sifma）就表示，为了给市场提供深度，保留这个所谓“待宣布”（tobeannounced）行业十分关键。

Sifma , the banking lobby group , for example , says that it is crucial to maintain the so-called " to be announced " sector , to give the market depth .

美国证券业与金融市场协会（sifma）证实，它已聘用sidleyaustin律师事务所管理合伙人卡特菲利普斯（carterphillips），研究如何来应对这个它称之为“极有针对性与惩罚性的税种”。

The securities industry and Financial Markets Association confirmed that it has hired Carter Phillips , a managing partner at the law firm Sidley Austin , to study how to respond to what it called a " very targeted and punitive tax " .

这些不确定性促使亚洲证券业与金融市场协会（ASIFMA）致函相关监管机构，要求在沪港通正式启动前给予充分通知。

Those uncertainties prompted Asia 's financial markets industry body , Asifma , to write to regulators to plea for sufficient notice ahead of the formal launch .

而自律监管主要包括证券交易所和证券业协会对证券市场实施的监管，其中最重要的是证券交易所的自律监管。

Government supervision is administrative supervision of securities market , self-regulation includes the regulation of the stock exchange and securities association , and the most important is the self-regulation of the stock exchange .

证券业和金融市场协会的资料显示，资产担保证券去年的发行量下滑16.6%，至1840亿美元，信用卡贷款担保交易量出现暴跌。

Issuance of asset-backed securities dropped 16.6 percent last year , to $ 184 billion , with a steep drop off in deals backed by credit card loans , according to the Securities Industry and Financial Markets Association .

证券公司应当加入证券业协会。

Securities firms shall join the stock brokers ' association .

证券交易场所、证券业协会和其他证券业自律性组织有虚假陈述行为的，按照有关规定处罚。

If any premises of securities exchange , Securities Association or other self-discipline organization of securities industries makes a false statement , it will be punished according to relevant regulations .

其一，在群体性证券欺诈领域，对于小额纠纷，提倡在证券业协会内建立小额纠纷调解制度来解决。

First , in the field of a group of securities fraud for Small disputes , advocated in the securities of the Association to establish a small dispute resolution system to resolve .

在国家对证券发行、交易活动实行集中统一监督管理的前提下，依法设立证券业协会，实行自律性管理。

Under the prerequisite that the State shall centralize and unify the supervision and administration of the issuance and transactions of securities , stock brokers shall establish their own associations so as to exercise self disciplining administration .