美国证券交易委员会

他之前在美国证券交易委员会（SEC）曾遭遇会计问题，并最终被迫支付150000美元。

He had a prior accounting issue with the SEC , which resulted in him settling for $ 150,000 .

问及一旦美国证券交易委员会（SEC）设定相关规则之后，这个网站是否会向股权众筹融资扩展时，赞克没有明确表态。

When asked if the site would expand to equity-based crowdfunding once the SEC sets such rules , Zanker was noncommittal .

美国证券交易委员会（SecuritiesandExchangeCommission）可能也施加了一些压力。

The securities and Exchange Commission probably applied some pressure as well .

美国证券交易委员会（TheSecuritiesandExchangeCommission）对此事进行了调查，但最终放弃了正式起诉。

The securities and Exchange Commission investigated the incident and opted not to press charges .

公司董事长兼首席执行官被解雇，美国证券交易委员会（SecuritiesandExchangeCommission）开始对公司的账目进行调查。

Its chairman and chief executive was ousted , and the Securities and Exchange Commission began an inquiry into its accounting practices .

从一份提交给美国证券交易委员会（SecuritiesandExchangeCommission）的文件披露的其他数据中也能看出这笔交易对Facebook来说尤为具有吸引力。

Other figures disclosed in a Securities and Exchange Commission filing show other metrics that made it particularly attractive to Facebook .

有婚外情倾向的员工所在的公司，更有可能因会计违规行为遭受过美国证券交易委员会（SecuritiesandExchangeCommission）的处罚。

The companies with would-be adulterers were more likely to have been disciplined by the US Securities and Exchange Commission for accounting irregularities .

事实上，Facebook根本就是因为美国证券交易委员会有关股东超过500人的公司必须上市的规定，才不得不最终提交了上市申请。

Facebook was essentially forced into going public by SEC rules for companies with more than 500 shareholders .

美国证券交易委员会（SEC）遭一位法院指定的银行监管者的批评。

The SEC was criticised by a court-appointed examiner for its supervision of the bank .

美国证券交易委员会（sec）周三晚取消了该禁令。

The ban was lifted by the US Securities and Exchange Commission late on Wednesday night .

它不会指望美国证券交易委员会（SEC）来核实美林的偿付能力。

It does not look to the Securities and Exchange Commission to verify Merrill 's solvency .

红杉资本发言人以美国证券交易委员会（SEC）的营销限制为由，拒绝就最新募资活动发表评论。

A firm spokesman declined to comment on the new efforts , citing sec marketing restrictions .

美国证券交易委员会（securitiesandexchangecommission）也不称职，2004年，它批准金融机构提高杠杆水平，而这最终使这些机构陷入了危险境地。

The securities and Exchange Commission was incompetent , and in 2004 sanctioned higher levels of leverage for financial firms that ultimately put them into jeopardy .

美国证券交易委员会（SecuritiesandExchangeCommission）最近提醒投资者小心，目前市场中有一种由骗子发行的虚假高收益“企业本票”在大量传播。

The Securities and Exchange Commission recently warned about an epidemic of bogus high-yield ' corporate promissory notes ' being marketed to investors by scam artists .

第三，阿里巴巴将面临美国证券交易委员会（SecuritiesandExchangeCommission，简称SEC）与四大会计事务所中国子公司斗争带来的不确定性。

Third , Alibaba faces uncertainty from an ongoing battle between the Securities and Exchange Commission and PRC affiliates of the Big Four accounting firms .

在去年美国证券交易委员会（SEC）的敦促下，公司才同意对此项收入情况进行披露。

Such disclosures about referral fees came only after prodding last year from the Securities and Exchange Commission .

美国证券交易委员会（sec）拥有强大的工具，可以用来监管评级机构。

The securities and Exchange Commission has a strong lever that it can use to regulate the rating agencies .

美国证券交易委员会（SEC）要求企业在提交年度报告时披露实质性的气候变化风险。

In the U.S. , the SEC requires firms that file annual reports to communicate material climate change risks .

谷歌近期向美国证券交易委员会（TheSecuritiesandExchangeCommission）提交的文件显示，它计划利用大部分境外资金进行海外并购。

Google has said it plans to use most of its offshore funds to make acquisitions abroad , according to a recent letter to the Securities and Exchange Commission .

我采用了一个系统的流程，我会翻阅过去八个季度的SEC（美国证券交易委员会）文件以及电话会议记录。

I employ a methodical process whereby I flip through the past eight quarters of SEC filings and conference call transcripts .

美国证券交易委员会（sec）即将宣布，胡将加入该机构，担任风险管理高级职位。

The securities and Exchange Commission will soon announce that he is joining the agency , in a senior risk position .

此外，除了不能公开发言，美国证券交易委员会（SEC）也不允许这些高层人员和潜在投资者会面。

Nonetheless , while they are not talking publicly , the SEC does allow corporate executives to meet with potential investors .

或者是Facebook，它可能会在明年5月前上[除非美国证券交易委员会（SEC）放宽了500人的股东限制]。

Or Facebook , which could be compelled to list before next may ( unless the SEC loosens is 500 shareholder rule ) .

据报道，尽管索科尔已引起美国证券交易委员会（SecuritiesandExchangeCommission）对其是否触及法律界限的关注，但谁知道还会不会有这方面的后续报道呢。

And though Sokol is reportedly getting some attention now from the securities and Exchange Commission on the legality front , who knows if we will ever hear again about that .

投资者提起的诉讼显示，从2012年初开始，总部位于西安的这家公司，就不再向美国证券交易委员会（SecuritiesandExchangeCommission）提交最新的财务报表。

The company , based in Xi'an , China , has not filed updated financial statements with the Securities and Exchange Commission since early 2012 , according to the investor lawsuit .

美国证券交易委员会（SecuritiesandExchangeCommission）对这些数据表示怀疑，并调查了其物流部门菜鸟网络（CainiaoNetwork）的账目及其对旗下众多业务部门间交易的申报。

The US Securities and Exchange Commission has queried the numbers , as well as probed how Alibaba accounts for its Cainiao Network logistics unit and its reporting of transactions among its many businesses .

周一当天，一些证券监管专家对于库克写给克拉默的电子邮件提出了疑问，因为这样做或许违反了美国证券交易委员会（SecuritiesandExchangeCommission，简称SEC）的公平披露规则。

On Monday , some regulatory experts raised concerns about whether Mr. Cook 's email to Mr. Cramer had violated the Securities and Exchange Commission 's fair disclosure regulations .

私募股权投资公司&凯雷投资集团（CarlyleGroup）周二上午向美国证券交易委员会（SEC）提交了S-1上市登记表，宣布该公司计划完成市场期待已久的IPO上市。

Private equity firm Carlyle Group filed an S-1 with the SEC Tuesday morning , declaring its intent to complete a long-anticipated public offering .

目前尚没有任何美国证券交易委员会（SEC）的文档，不过预计初期投资的费用以千万美元计。

There are not yet any SEC filings , but expect that the initial investment is in the tens of millions of dollars .

美国证券交易委员会（sec）审查闪电指令的举措受人欢迎，对高频交易的仔细审视也会如此。

Moves by the securities and Exchange Commission to review flash orders are welcome , as would be a proper look at HFT .