剥头皮交易
剥头皮交易
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第一部分主要论述了目前国内外证券投资咨询业常见的利益冲突,包括剥头皮,本人交易,不当劝诱行为及恶意推荐行为,不公平地对待部分客户,保密义务以及顾问合同的转让等等。
The first part enumerates the common conflict of interest happening in domestic and foreign securities investment consulting industry , including scalping , principal transaction , inappropriate recommendation , and unfair treatment to the clients , breach of confidentiality obligations and the transfer of consultation contracts and so on .