并表监管

作者首先对并表监管涵义、特征、实施条件及与其它监管模式的界分等基本理论问题进行了分析，以确立明确的研究基础与前提；

The author firstly examines some basic theoretical problems of consolidated supervision such as concept , characteristics , prerequisites and comparison between consolidated supervision and other supervisory patterns .

跨国银行业并表监管原则探析

An Analysis on the Principle of Consolidated Supervision on Transnational Banks

金融开放条件下的银行业并表监管研究

The Analysis of Consolidated Supervision in Open Banking Industry

国际银行并表监管与金融隐私权协调制度研究

Research of the Harmonized System between International Banking Consolidated Supervision and Financial Privacy

国际金融危机；跨国银行；并表监管；巴塞尔协议；

International Financial Crisis ; Multinational Bank ; Consolidated Supervision ; Basle Agreement ;

第三章就母国对跨国银行并表监管的法律问题进行了讨论。

Chapter 3 deals with the legal issues of home countries ' consolidated supervision on multinational banks .

第二章为并表监管：金融集团资本充足法律监管的重要形式。

Chapter 2 is entitled as consolidation supervision : the important legal form of capital adequacy supervision of financial conglomerate .

第三部分具体分析了审慎性监管的工具，包括资本充足率、外部监管、市场约束和并表监管。

Third part introduced the concrete tool of prudent operation supervision , including capital sufficiency , exterior supervision , and market restraint and table supervision .

有效实施并表监管，必须对跨国银行各组成部分的具体监管责任进行划分，并统一母国与东道国的监管标准。

The effective implementation of it should make all branches ' duty clear and unify the supervision standard for both parent country and host country .

并表监管原则创新性地确立了母国和东道国的监管责任及其合作关系，成为跨国银行监管的一项核心基本原则，许多国家也在国内立法中实行该原则。

The principle of consolidated supervision has initiatively defined the supervision responsibility and the cooperation relations between the mother state and the local state , and has thus become a basic principle for transnational bank supervision .

美国建立了一套详尽、完备的外资银行准入监管审查标准，在准入形式、准入条件及与母国并表监管的合作等方面已十分成熟，但是也存在着一些不足有待改进。

The United States has established a detailed , comprehensive review standard of foreign banks access supervision , and has been very mature in the access form , access conditions and co-operation supervision with the home country , but there are still a number of shortcomings to be improved .