合规总监
合规总监-
近期银行高管的辞职，包括巴克莱（Barclays）的首席执行官鲍勃•戴蒙德和汇丰银行（HSBC）的合规总监戴维•巴格利，都给其他金融大佬敲响了警钟，必须有人为系统性的问题负责。
To that end , some of the recent high-profile resignations at banks CEO Bob diamond at Barclays ( BCS ) and head of compliance David Bagley at HSBC could serve as examples to other finance executives that someone at the top will take the fall for systemic problems .
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对于证券公司的违法违规行为，合规总监已经按照规定履行制止和报告职责的，免除责任。
For violation of law and regulation by securites companies , if the compliance director has stopped and reported based on the prescription , legal responsibility will be exempted .