disgorgement

If the SEC decides to act , the agency can slap S & P with a civil fine , force disgorgement of fees and or seek other appropriate equitable relief .

如果美国证交会最终决定提起起诉，则可能会对标准普尔处以民事罚款、非法所得费用赔偿或寻求其他适当的衡平法救济。

The second part is entitled by the analysis of the legal character of the disgorgement of corporation .

第二部分是公司归入权之性质分析。

The Recognition to the Legal Basis of the Disgorgement and the System Value

公司归入权法理基础与制度价值再认识

Main Topics of Disgorgement System

归入权制度的主要法律问题研究

Study on the Disgorgement Damages for Breach of Contract in Anglo-American Law of Contracts

英美合同法之违约获益赔偿责任研究

The way of exercise for disgorgement is litigation .

在行使方式上，公司归入权必须依诉讼方式进行。

The disgorgement statute of limitations should apply , the time is appropriate as 2 years .

公司归入权应适用诉讼时效，时间定为2年比较合适。

In short , theories on the present disgorgement of corporation in our company law is very confusing .

总之，理论界目前对我国公司法上归入权的研究十分混乱。

According to generalized understanding , disgorgement of corporation is an system both in the securities law and the corporate law .

依广义理解，公司归入权既是公司法亦是证券法上的一项制度。

But our " Company Law " does not require board of Supervisors on whether or not to exercise the disgorgement .

但我国《公司法》上没有规定监事会是否可以行使公司归入权。

Additionally , in our current company law the legal provisions on disgorgement is too simple , lack of flexibility and operability .

加之，我国现行公司法对归入权存在着法律规定过于简单、原则化，缺乏灵活性、可执行性不强等不足。

Disgorgement is a right for company to withdraw the illegal income when specific subject in violation of statutory obligations .

公司归入权是指公司对违反法定义务的特定主体所行使的，收回其违法所得归其自身所有的权利。

The disgorgement includes two procedures : the general procedure and the special one . General procedure is divided into two steps : resolution and litigation .

公司归入权的程序包括一般程序和特殊程序，一般程序应该分为两步：决议和诉讼。

Board of Directors as a permanent organ of the company has the right to represent the Company to exercises the disgorgement .

董事会作为公司的常设机关有权代表公司向内部人行使利益归入权，这一点毋庸置疑。

Our law does not clearly defined the nature of the disgorgement or its deadline , this is a lack of legislation .

我国法律并没有明确规定公司归入权的性质与行使期间问题，是立法上的一个缺失。

Using the latest research results , the paper on this issue elaborates the major successes and shortcomings of the disgorgement in our company law in details .

论文运用国内外对这个问题的最新研究成果，不仅从理论和学说，而且还从历史和现实等方面对我国公司法上归入权的主要适用情形的成功与不足进行了细致的研究。

For the problem of concurrence between disgorgement and the right of claiming for damages , our legislation should adopted overlap mode .

而对于公司归入权和损害赔偿请求权的竞合问题，我国立法可采重叠模式。

The fourth part is aimed at probing into the plights of disgorgement of corporation in application and the methods how to solve these problems .

第四部分旨在探讨公司归入权制度的适用困境及其应对之策。

Contrarily speaking , researches on the disgorgement of corporation in the corporate law are of insufficiency , at least not systemic .

相较而言，针对公司法视野中的归入权所展开的研究则稍显不足，至少是不甚系统。

SEC staff have said that regulators would seek disgorgement of Goldman 's profits on the transaction as well as penalties and injunctive relief .

证交会工作人员称，监管部门将寻求追缴高盛在上述交易中的利润、并对其处以罚款和禁令救济（injunctiverelief）。

The regulations about disgorgement were created in the United States at first , although the USA is a common law country , it has the most advanced securities law in the whole world .

有关公司归入权的规定最早产生于美国，美国虽系普通法系国家，但它却拥有世界上最发达的证券成文法。

The disgorgement damage for breach of contract does deter the opportunistic behaviors , and serves as a useful supplement of damages for interest in expectancy .

违约获益赔偿责任具有威慑性，是期待利益损害赔偿责任的有益补充。

The defendants never appeared in federal court but a judge found them liable for fraud and ordered them to pay $ 34m in disgorgement and penalties .

这些被告从未出现在联邦法庭，但法官判定他们应为欺诈行为负法律责任，勒令他们交出非法所得并缴纳罚金共计3400万美元。

The bank will pay an additional $ 180 million in disgorgement of profits from its cross-border banking business , as well as $ 400 million in U.S.tax-related payments .

瑞银还将交还1.8亿美元的跨国银行业务利润，以及4亿美元的美国税项相关款项。

The subject of disgorgement should be diverse , when the board of directors and shareholders are unavailable , the board of supervisors should be classified to exercise the right in order to protect the interests of the company .

我国公司归入权的行使主体应是多元的，当董事会和股东都不适格时，应由监事会来行使归入权，保护公司的利益。

The third chapter analyses the problems of the legislation of disgorgement . The subject and object of the disgorgement are too narrow , the procedure and the period are unclear and the stock-holders derivation litigation system is unsound .

第三章对我国目前公司归入权立法存在的不足进行归纳，认为仍然存在着主体、对象范围过窄，行使程序与期间不明确，股东派生诉讼机制不健全等问题。

The conditions of the disgorgement are : the subjective fault is not considered , there is a specific breach of statutory duty of loyalty behavior , the behavior of breach of statutory obligations has bright actual profit , a causal relationship between the specific behavior and the actual profit .

公司归入权行使的条件为：不考虑内部人的主观过错，存在违反法定忠实义务的特定行为，行为人因违反法定义务而实际获利，特定行为与实际获利之间有因果关系。

So far , as to disgorgement of corporation , the academia has mostly researched into it within the bound of the securities law , namely , researched into the disgorgement of insider short-swing profits , and has brought forward lots of rational theoretical opinions and legislative proposals .

迄今为止，对于公司归入权，学界更多的是在证券法的框架中加以探讨，亦即对短线交易归入权展开研究，并提出了诸多合理的理论主张和立法建议。